WIOA State Compliance Policies

Section 1: Adult / Dislocated Worker Service Directory

1.0 Membership of Local Workforce Development Boards (Rev. 06/15)

pdf

1.1 Identification of Regions, Designation of Local Workforce Development Areas and Appeals Process (Rev. 07/15)

pdf

1.2 Local Workforce Investment Plan (Elements of Plan) (Rev. 01/17)

pdf

1.3 Criteria Under Which Local Boards may Provide Core, Intensive, and Training Services (Rev. 07/05)

pdf

1.4 Workforce Innovation and Opportunity Act One-Stop System (Rev. 04/17)

pdf

1.5 Memorandum of Understanding With Attachments (Rev. 04/16)

pdf

1.6 Eligibility for Adult & Dislocated Worker Employment & Training Activities (Rev. 04/16)

pdf

1.7 Priority of Services (Rev. 01/17)

pdf

1.8 WIOA Adult Programs Design, Career and Training Services (Rev.07/16)

pdf

1.9 Individual Training Accounts (Rev.03/13)

pdf

1.10 Coordination of Training Funds with Other Financial Assistance Programs (Rev.08/05)

pdf

1.11 Demand Occupations (Rev.07/17)

pdf

1.12 WIOA Selection of Eligible Training Providers (Rev.07/16)

pdf

1.13 Termination of Training Service Providers (Rev.08/05)

pdf

1.14 On-the-Job Training and Customized Training (Rev.08/16)

pdf

1.15 Supportive Services & Needs-Related Payments (Rev.01/17)

pdf

1.16 Performance Standards/Incentive Policy (Rev.09/05)

pdf

1.17 Documenting Veterans Status (04/17)

pdf

1.18 Serving Veterans and Priority of Services to Veterans 04/17)

pdf

1.19 Incumbent Worker Training (04/17)

pdf

1.20 One-Stop Affiliated Site Requirements (7/16)

pdf

1.21 Work Experience (WEX), Internships, Registered Apprenticeship and Transitional Jobs (01/17)

pdf

Section 2: Youth Service Delivery

1.23 Career Pathways (07/17)

pdf

2.1 Eligibility for Youth Services (Rev.04/16)

pdf

2.2 WIOA Youth Program Design (Rev.07/16)

pdf

2.3 Youth Standing Committee (Rev.07/16)

pdf

2.4 Youth Formula Funds (Rev.10/16)

pdf

2.5 Youth- Support Services, Needs Related Payment, Incentive Payments (Rev.01/17)

pdf

2.6 Youth- Work Experience (WEX)/ Internships, Pre-Apprenticeship, Registered Apprenticeship (RA) and On the Job Training (Rev.01/17)

pdf

Section 3: Financial

3.1 Allowable and Disallowed Costs (Rev.04/17)

pdf

3.2 Audit Process (Rev.09/06)

pdf

3.3 Carry Forward Funds, Reallocation, Re-allotment and Life of Funds (Rev.01/14)

pdf

3.4 Cash Management (Rev.03/09)

pdf

3.5 Contract Closeout (Rev.07/17)

pdf

3.6 Cost Limitations (Rev.06/15)

pdf

3.7 Cost Allocation (Rev.08/05)

pdf

3.8 Transfer of Funds Between Programs (Rev.07/13)

pdf

3.9 Procurement (Rev.11/09)

pdf

3.10 Program Income (Rev.08/05)

pdf

3.11 Property Management (Rev.03/12)

pdf

3.12 WIA Tuition and Training Refunds (Rev.03/05)

pdf

3.13 Pre-Award Costs (Rev.03/05)

pdf

3.15 WIOA Recipients and Sub-Recipients Compensation Costs (Rev. 07/17)

pdf

Section 4: Equal Opportunity / Grievance

4.1 Equal Opportunity Provisions of WIA and Corrective Actions and Sanctions for Non-Compliance (Rev.03/00)

pdf

4.2 WIA Program Provisions Including Employment Opportunities and Accessibility for Individuals with Disabilities (Rev.03/00)

pdf

4.3 Discrimination Grievances/Complaints Procedure (Rev.08/07)

pdf

4.4 WIOA Non-Criminal Grievance/Complaint and Hearing (Rev.04/17)

pdf

4.5 Sexual Harassment - Grievance/Compliant Procedures (Rev.07/07)

pdf

4.6 Nepotism (Rev.07/05)

pdf

4.7 Incident Reporting Requirements (09/03) Attachment A - U.S. Department of Labor Incident Report (DL 1-156) (08/83) Attachment B - Use and Preparation of DL Form 1-156, Incident Report ( 09/03)

pdf

Section 5: Miscellaneous

5.1 Debarment & Suspension (Rev.01/00)

pdf

5.2 Fraud & Abuse (Rev.01/00)

pdf

5.3 Lobbying (Restrictions on) (Rev.01/00)

pdf

5.4 Record Requirements (Rev.07/05)

pdf

5.5 Reports & Instructions (Rev.03/13)

pdf

5.6 Sanctions and Resolution Process (Rev.01/08)

pdf

5.7 Oversight and Monitoring (Rev.01/08)

pdf

5.8 Incumbent Worker Training & Pilot Projects Guidelines & Applications (Rev.02/09)

pdf

5.9 State Compliance Policy Procedure (Rev.04/16)

pdf